Fun with
- ⁎ Corresponding author.
- a Collège de France, 3, rue d'Ulm, Paris, F-75005 France
- b I.H.E.S., Bures-sur-Yvette, France
- c Vanderbilt University, Nashville, TN, USA
- d Mathematics Department, Johns Hopkins University, 3400 N. Charles Street, Baltimore, MD 21218, USA
- e Max-Planck Institut für Mathematik, Vivatsgasse 7, Bonn D-53111, Germany
- f Mathematics Department, Caltech, 1200 E. California Blvd., Pasadena, CA 91125, USA
Research highlights
Abstract
Video abstract
Research highlights
-
This paper provides for the first time a concrete relation between
the ideas of R. Steinberg and J. Tits on the limit case of the
Galois fields
, for
, and the zeros of the Riemann
zeta function.
- The bridge is supplied by the quantum statistical mechanical system of J.B. Bost and A. Connes.
- This is a Hecke algebra with a natural time evolution which admits the Riemann zeta function as partition function and also provides a spectral realization of the zeros and a trace formula interpretation of the explicit formulas.
-
We show that the Bost-Connes system naturally arises, by extension
of scalars, from the "field with one element"
to rational
numbers.
-
The inductive structure of the abelian part of the endomotive
associated to the system corresponds to the tower of finite
extensions of
, while the endomorphisms refect the Frobenius
correspondences.
- We study the reduction of the endomotive and of the corresponding noncommutative crossed product algebra at a rational prime.
Abstract
We show that the algebra and the endomotive of the quantum statistical mechanical system of Bost–Connes naturally arises by extension of scalars from the “field with one element” to rational numbers. The inductive structure of the abelian part of the endomotive corresponds to the tower of finite extensions of that “field,” while the endomorphisms reflect the Frobenius correspondences. This gives in particular an explicit model over the integers for this endomotive, which is related to the original Hecke algebra description. We study the reduction at a prime of the endomotive and of the corresponding noncommutative crossed product algebra.
1. Introduction
Starting with seminal observations of J. Tits on the classification of simple
finite groups (cf. [18]), the a priori vague idea that a suitable
analogue of the geometry over the finite fields
should make sense in the
limit case “
” has been taking more and more substance and has given rise
to a number of different approaches (cf.
[9],
[10],
[11],
[12],
[15],
[16] and
[19]). So far,
the relation between these constructions and the Riemann zeta function has
remained elusive, in spite of the hope of being able to consider the tensor
product
as a non-trivial analogue of the product of a
curve by itself (see [12]).
It is known that the quantum statistical mechanical system of [1] (which we refer to as the BC-system) gives, after passing to the dual system, a spectral realization of the zeros of the Riemann zeta function, as well as a trace formula interpretation of the Riemann-Weil explicit formulas (see [1], [2], [4], [5], [13]).
The main result of the present paper is that the BC-system and the associated
algebraic endomotive as defined in [4] appear from first principles, by
studying the algebraic extensions of
and implementing the techniques
developed in [11] and [16].
In this formalism, a variety (of finite type) over
determines, after
extension of scalars to
, a variety over
. Moreover, even though the
algebraic nature of
is still mysterious, a basic equation of the theory
is the formal equality
(1)
Our starting point is that the natural inductive structure defined by the
extensions
, for
, translates into a natural
inductive system of algebras, whose limit is the group ring
. After
tensoring by
, this group ring is a key ingredient in the definition of the
BC-endomotive [4], since it describes the abelian part of the structure.
The second key ingredient is the semigroup of endomorphisms of the above
algebra associated to the action of
, given by multiplication, in the group
. This operation describes an analogue over
of the classical
Frobenius correspondence, and part of our investigation is directed at making
this statement more precise.
In Section 2 we start our study by recalling the group theoretical and an
equivalent geometrical description of the abelian part of the BC algebra.
In particular, the sub-section Section 2.1 introduces the relevant abelian
algebra, that is the group ring of the abelian group
, together with the
endomorphisms
given by multiplication by
in
as well as
their partial inverses
. In Section 2.2 we describe the same space
by using elementary techniques of algebraic geometry.
In Section 3 we give an interpretation of the abelian part of the
BC-system in terms of a system of pro-affine varieties
over
which are defined by considering affine group
schemes of roots of unity.
The core of the paper concentrates on the definition
of an integral model for the BC-system over
and
on the generalization of the notion of endomotive that
was originally developed over fields of characteristic
zero only. This study is motivated by the idea
to achieve an interesting link between the
thermodynamical system associated to the
BC-algebra (and its connection to the
zeta-function) and the theory of algebraic varieties over
. Working with spaces over
implicitly requires one to define a geometric theory over
and thus to set-up a corresponding construction over finite fields (and their extensions), after taking the reduction at the various primes. The main result of Section 4 is that the original noncommutative BC-algebra
has a model over
.
In Section 4.1 we shortly review the description of the
-algebra of the
BC-system in terms of groupoids and in Section 4.2 we recall the
presentation of
by generators and relations. Section 4.3
describes how to eliminate the denominators in the partial inverses
of
the endomorphisms
. This leads us in Section 4.4 to the definition
of the integral model
of the BC-algebra by generators and relations.
In Proposition 4.10 and Corollary 4.11 , we show that the
general element of
can be uniquely written as a sum of simple
monomials labeled by
. In Section 4.5 we define an
isomorphism of
with the integral version
of
the original Hecke algebra of [1], and deduce from that the existence of
two different involutions on the rational algebra
. In
Section 5 we analyze the BC endomotive over a perfect field of
characteristic
, and we relate the endomorphisms of this system to the
Frobenius correspondence.
We isolate the
-part
of the BC-algebra in characteristic
and
exhibit its nilpotent nature by constructing in Proposition 5.8 a faithful representation of
as lower triangular
infinite matrices. This representation is obtained by relating the algebra
to a sub-semigroup of the group of affine transformations of the
additive group
. A new feature that arises in
positive characteristic is the appearance of unreduced algebras in the abelian
part of the system. We explain the effect of reduction of these algebras in
Section 5.3 and briefly discuss in Section 5.4, the required
extension of the notion of endomotive to the general (unreduced) framework.
Finally, in Section 6 we prove that the BC system has a model defined
over
. This result allows us to deduce that the symmetries of the BC
system are recovered from the automorphisms of
over
. In fact, we show that the BC endomotive embodies the
structure of the extensions
of
through the Frobenius
correspondence which is implemented by the action of the endomorphisms on the
abelian part of the associated algebra. More precisely, we show that these
endomorphisms coincide with the Frobenius correspondence in the reduction of
the BC system over a perfect field of positive characteristic. We then use this
result to prove that the original analytic endomotive of the BC system can be
recovered from the data supplied at infinity in the form of an inductive system
of Banach algebras.
2. The abelian part of the BC system and its endomorphisms
In this section we shall give a short overview of two equivalent formulations of the abelian part of the algebra describing the quantum statistical mechanical system introduced in [1] as well as the associated endomotive [4]. In the following and throughout the paper we shall refer to it as the BC-system (cf. Definition 4.1).
2.1 Group theoretic description
The BC-endomotive over
is defined as the algebraic crossed product of the
group ring
by the action of a semigroup of endomorphisms.
In the following, we denote by
, for
, the canonical
generators of the group ring
with presentation
(2)
We now describe in group theoretic terms the semigroup action on this group
ring. Let
. For each
, let
be the
-torsion subgroup
(3)
Proposition 2.1
Let
.
-
(a) One has an exact sequence of abelian groups
(4)
-
(b) The operator
(5)
defines an idempotent
. One has
where
is the least common multiple of
and
.
-
(c) The formula
(6)
defines an endomorphism of
. Moreover
is a ring
isomorphism between
and the reduced algebra by
, more
precisely one has
(7)
-
(d) The formula
(8)
defines an endomorphism of
and one has
(9)
(10)
Proof. (a) follows from the divisibility of the group
, which implies
the surjectivity of the multiplication by
.
(b) One checks that
using (2). Given integers
and
, with
their gcd, the map
is an
to
map onto
, where
is the least common multiple of
and
. Thus
.
(c) First, the homomorphism
is well defined since
is independent of the choice of
such that
. It defines an algebra
homomorphism, since with
one has
We then show that
is an isomorphism with the reduced algebra. We let
be the (Pontrjagin) dual of
, i.e. the group of
characters of the group
. We let
be the open and closed subset of
given by the condition
if and only if
. This holds if and only if
. This allows
one to identify the closed subset
with the space of
characters of the quotient group
. Using the identification of
with
determined by the isomorphism (4),
one gets an isomorphism of
with
, given
by
(11)
In other words,
at the level of the group
ring. The range of the algebra homomorphism
is contained in the
reduced algebra by
, and
implies
for all
. It then follows that
since
is surjective, hence
is injective.
To show that the algebra homomorphism
is surjective on the reduced
algebra by
, it is enough to show that the range contains the
for all
. This follows from (6).
(d) The map
is a group homomorphism. One has
by (5) and one gets (9) using
(6). One checks (10) on the generators
using
(6).
□
2.2 The endomorphisms
from algebraic geometry
Let us first recall the geometric construction introduced in [4] which
gives rise to interesting examples of algebraic endomotives. One lets
be a pointed smooth algebraic variety (over a field
of characteristic
zero) and
an abelian semi-group of algebraic self-maps
with
, which are finite (of finite degree) and unramified over
. In
this way one then obtains:
A projective system of algebraic varieties
Algebraic morphisms
(12)
where
are open and closed subsets of
.
In other words, one obtains in this way a first action
of the
semigroup
on the projective limit
, since the maps
given by applying
componentwise commute with the connecting maps
of the projective system,
(13)
In fact, since the maps
are isomorphisms of
with
, it is
possible to invert them and define a second action of
that corresponds, at
the algebraic level, to the endomorphisms
(14)
The BC-endomotive is a special case of this general construction. It
corresponds to the action of the semigroup
by finite algebraic
endomorphisms, unramified over
, on the pointed algebraic variety
(cf. [4, Proposition 3.7]). One has
and the action of
is given by
on the coordinate
of the point associated to the
character
. Equivalently, at the algebra level, this action
is described by
(15)
The point
is a fixed point and its inverse image under the algebraic
map
is
. The spaces
form a projective system indexed by
, with partial order given by
divisibility. That is, for a pair of natural numbers
with
, we
have maps
One lets
. The base point
belongs to
for all
and defines a component
of
. One checks that the description
of the algebra morphisms
given by (14) agrees with that
given in (6). Here the closed and open subset
of
is simply the inverse image
of
by the
canonical map
from the projective limit
to
.
The relation between this geometric description of the BC-endomotive and the previous group theoretic one can be seen in the following way.
Let
be the class of
mod.
, i.e. the canonical generator of
the algebra
. Then the homomorphism
is
given by
(16)
The isomorphism with the group theoretic description is then obtained by
mapping
.
3.
and the abelian part of the BC-system
In this section we describe the group ring part of the algebra of the BC-system
in terms of schemes of finite type over
in the sense of [16].
This is done by introducing a family of affine algebraic varieties
over
. We will show that these spaces can be organized in two ways: as an
inductive system related to the affine multiplicative group scheme over
and also as a pro-variety
. The
relation with the BC-system arises exactly when one works with the second
system.
We first recall the examples of extensions
of
, developed in
[11] and [16], which are the analogues for
of the
field extensions
of
. The main idea is that these extensions
are described by the formula (1) after extending the coefficients
from
to
. Notice that neither
nor its extensions
need to be properly defined for (1) to make sense. Following
[11], while “vector spaces over
" correspond to sets, those
defined over the extension
correspond to sets with a free action of
the group
.
When
, one expects in analogy with the case of
(
a
rational prime power) to have extensions
(17)
(cf. [11], (1.3)). In terms of free actions of roots of unity on
sets, and for
, the functor of restriction of scalars for the extension
(17) is obtained by viewing
as the subgroup of
generated by
, which is in agreement with (16).
Note also that there is no analogue for
of the classification of finite
extensions of
for
a prime power, and it is unjustified to consider
the inductive limit
of the extensions
(17) as the algebraic closure of
.
3.1 Affine varieties over
We start by recalling briefly the notion of an affine variety over
as
introduced in [16]. Starting with the category of
(commutative) rings
with unit, which are finite and flat over
, we denote
by
the full sub-category generated
by the rings
as in (1) and their tensor products
(as
-modules). A gadget
over
is specified (cf. [16, Definition 3, §3.4]) by
giving the following data:
(a) A covariant functor
to the category of sets.
(b) A
-algebra
.
(c) A natural transformation
from the functor
to the functor
.
The notion of morphism of gadgets is that of natural transformation i.e. a
morphism
from
to
is given by a pair
(18)
where
is a natural transformation of functors and
a
morphism of algebras. One requires the compatibility with the evaluation maps
i.e. one has a commutative diagram
A morphism
from
to
is an immersion when
is
injective and for any object
of
, the map
is injective.
The construction described in Section 3.3 of
[16] gives a natural covariant functor
from the category of
varieties over
(i.e. schemes of finite type over
) to
the category
of gadgets over
. More precisely
Lemma 3.1
An affine variety
over
defines a gadget
over
by letting
(19)
One then defines (cf. [16, Definition 3])
Definition 3.2
An affine variety over
is a gadget
such that:
is finite for any object
of
.
There exists an affine variety
over
and
an immersion
of gadgets satisfying the
following property: for any affine variety
over
and any
morphism of gadgets
there exists a
unique algebraic morphism
such that
.
3.2 The varieties
We introduce the varieties
over
, as examples of affine
varieties over
. We begin by defining the associated functors
. These are given (for
) by the assignments
(20)
i.e.
is the functor represented by the ring
(21)
Notice that the functors
can be organized in two
different ways:
-
a) As an inductive system converging to
,
where
is the multiplicative group
over
, as affine variety over
(cf. [16, 5.2.2]).
-
b) As a projective system converging to
, where
.
For a), one uses the natural inclusion
(22)
which corresponds at the level of the rings
representing these functors,
to the surjective ring homomorphism
(23)
Then, the union of the
is simply the functor
which assigns to
the set of all
roots of
in
. In the formalism of [16] this functor is part (a)
of the data (a)-(c) for the multiplicative group
as an affine
variety over
.
To explain b), we use the homomorphisms (16). These homomorphisms
organize the
into a projective system. The
connecting maps are given by raising a root of
to the power
. Then,
the elements of
are described by homomorphisms
of the group
to the multiplicative group of
. The equality
follows from (21).
After tensoring by
as in (1), the scalars extensions
of (17) (cf. [11], (1.3))
correspond to homomorphisms of rings
(24)
given by
(25)
where
is the canonical generator
. These agree with the maps
(16) that define the integral version of the abelian part of the
BC-system.
In order to complete the definition of the varieties
over
,
we use the functor
of Lemma 3.1. In other words we
define
(26)
One checks (cf. [16, §4, Proposition 2]) that it fulfills the conditions of Definition 3.2. We then obtain the following result.
Proposition 3.3
The
defined as in (26) form a projective system of
zero-dimensional affine varieties over
.
Proof.
It follows from (21) that the corresponding functors
are the same as the ones defined by (20).
The morphisms (16) turn the
varieties
into a projective system and thus, since
is a covariant functor, we get that the
form a
projective system of varieties over
.
□
4. The integral BC-endomotive
Having to work over
creates a problem when one implements the semigroup
action via the maps
, which involve denominators, as in (6)
and (5). However, as shown in the algebro-geometric description of the
BC-algebra ( Proposition 2.1, (d)), the partial inverses of the
, which we have denoted by
, do not involve denominators,
therefore we will be able to consider them over
.
The partial inverse relations between the
and
are given by
(9) and (10).
Since by (21) the schemes
are represented by
the rings
, by Yoneda's lemma the ring homomorphisms
given by
(27)
define (contravariantly) morphisms of schemes. These induce morphisms of the
pro-scheme
by the compatibility
(28)
In Proposition 6.1 we will show how the maps
in fact
give rise to endomorphisms of the varieties
over
.
In the limit, the endomorphisms
are surjective
(29)
In fact, in the group ring notation of Section 2.1, one gets
, while one has the surjectivity of multiplication by
in the exact sequence (4). However, the
are not the
same as the endomorphisms
, since the latter are injective and describe
ring isomorphisms between reduced algebras and the projectors
, as we
have shown in Proposition 2.1.
The kernel of
in (29) is the ideal
generated
by the element
, or in group-ring notation by
. This means
that
is only defined modulo
. If one allows inverting
, then there is a natural complementary subspace to
, namely the
reduced algebra by the projection
. However, when we work over
(and
a fortiori over
) we cannot invert
, and we need to adapt the
presentation of the BC-endomotive. The data of the BC-endomotive, i.e. the
abelian algebra and the endomorphisms, combine to produce a noncommutative
crossed product algebra with a natural time evolution defined over
. This
quantum statistical mechanical system is the BC-system which we recall below.
4.1
-algebra description of the BC-system
At the
-algebra level the BC system is given by
, namely by the
algebra of the crossed product
reduced by the
projection
. Here
denotes the
locally compact space of finite adeles of
and
the open compact subset closure of
. The reduced algebra can be described
as the convolution algebra of the locally compact étale groupoid
obtained as the reduction of the groupoid
by the open
and closed set of units
. Concretely, the groupoid
is the étale groupoid of pairs
(30)
with source and range maps
and
,
and composition
(31)
The
-algebra
of a locally compact étale groupoid
is obtained as the completion of the algebra
of compactly
supported functions on
with the convolution product
(32)
the involution
(33)
and the norm
(34)
Here every unit
defines a representation
by left
convolution of the algebra
on the Hilbert space
, where
denotes the set of elements in
with
source
. Namely, one has
(35)
The
-algebra
contains
as a subalgebra and is
generated by
and the elements
given by the compactly
supported functions
(36)
One identifies
the Pontrjagin dual of the group
with the compact group
using the
pairing
and one
lets
be given by the function
(37)
The time evolution is given by the following one-parameter group of
automorphisms of the
-algebra
:
(38)
Definition 4.1
The BC-system is the complex dynamical system defined by the pair
.
We refer to [6, Chapter 3, §4] for the equivalent descriptions of
the
-algebra of the BC-system and of the relation with
-lattices. Working over
one considers
the subalgebra of
generated by the characters
,
the
and their
adjoints
. We
shall now explain the presentation of this algebra over
.
4.2 The BC-algebra over
We first recall the presentation of the crossed product algebra
of the BC system in characteristic zero.
The group ring
has the canonical additive basis
,
, with
and
. To obtain the crossed product, one considers then
generators
and
,
, which satisfy the following
conditions:
(c1)
(c2)
,
(c3)
together with the additional relation
(c4)
.
In particular, the relation (c4) can be interpreted algebraically by means of
the homomorphism
(cf. (6)) projecting onto the reduced
algebra by the idempotent
. This means
(c4')
.
As a consequence of (c1) and (c4') we get
In this way we get a description of the projector
as in
(5) by means of the new generators of the crossed product i.e.
. It also follows from (c1) that
. Since the surjective endomorphisms
are
partial inverses of
, that is
one gets
,
.
We then have the following easy consequence
Proposition 4.2
The following relations hold in the algebra
:
(39)
(40)
(41)
Proof. Relation (39) follows from
(42)
and the fact that
. For (40), we use the
idempotent
. We first assume that
belongs to the reduced algebra by
. It then follows that
for some
(hence
). By applying (c4') and (c1),
this shows that
In the general case, we notice that in view on (c1), the left hand side of
(40) does not change by replacing
by
. The right hand side does not change either, since
,
hence (40) holds with no restriction. The relation
(40) also gives
(43)
by multiplying on the right by
and applying (c1). The relation
(41) then follows by (43) together with
.
□
Remark 4.3
Notice that the involution (33) of the
-algebra
restricts to an involution of the rational algebra
with the properties
(44)
Note that the full presentation of the rational algebra involves the two relations that appear in (c2). In particular this is needed for the involution (44) to make sense.
4.3 The maps
When one wants to generalize the definition of the algebra
to the case where the field of coefficients is
a perfect field
of positive characteristic (for example
), as
well as in extending the original (rational) formulation of the algebra to the
case of integer coefficients, one is faced with the problem of “dividing by
" in the definition of the endomorphisms
(e.g. when
, for
). However, up to multiplying the original definition of the maps
by
, the linear maps
(45)
retain a meaning (when
and
and also over
),
since
is a linear basis of the algebra
as a
-vector
space. In particular, when
, the operator
is nilpotent since
Compare this with the idempotents
of (5). Moreover, over a
perfect field of characteristic
one gets
,
since
. This means
that
.
Proposition 4.4
When working over
the
continue to make sense and define
endomorphisms of
which fulfill the following relations with the
maps
:
(46)
(47)
(48)
where
denotes the gcd of
and
.
Proof. One has by definition
, which shows that
is an endomorphism of
and
. To get
we let, for
and
,
(49)
One has
thus
To check (47) we can assume that
,
with
. One has
. For
, one
has
iff
thus
which proves
(47).
To check (48) we assume that
and let
so that
,
with
. One has
Thus the multiplication by
is an
to
map from
to
. This proves (48).
□
In particular one gets:
Corollary 4.5
The range of
is an ideal in
. When
and
are relatively prime
commutes with
.
Proof. The range of
is additive by construction and is
invariant under multiplication by
using (47). The
second statement follows from (48).
□
Remark 4.6
Notice that, although the
are not ring
homomorphisms, the relation (47) which they fulfill suggests
the existence of an associated correspondence (in the form of a bimodule). This
would fit with a more general framework for the theory of endomotives that uses
correspondences instead of endomorphisms as in [14].
4.4 The BC-algebra over
When
denotes either
or a perfect field of positive characteristic,
the relations (40) continue to make sense, because the
are well defined. On the other hand, the relation (39)
involves the
which are not well defined. However, in the case of
integral coefficients and in characteristic
,
the linear maps
of (45)
make sense and in the latter case these maps play the role of the
.
Thus, in order to extend the relation (39), we keep the generators
and introduce new generators
(in place of the
's), which play the role, in characteristic
, of
the operators
and in general fulfill the relation
(50)
that is the analog of (42). These relations reformulate (c4') in the case of integral coefficients and make sense in positive characteristic.
Definition 4.7
The algebra
is the algebra generated by the group
ring
, and by the elements
and
, with
,
which satisfy
the relations:
(51)
where
,
is defined in (45), as well as the
relations
(52)
Our first task is to check that these relations are sufficient to express every
element of
as a finite sum of elementary monomials labeled by a pair
where
and
is an irreducible
fraction
.
Lemma 4.8
Any element of the
algebra
is a finite sum of monomials:
(53)
where by convention
.
Proof. It is enough to show that the product of monomials of the form (53) is still of the same form. We take a product of the form
Let then
be the gcd of
and
. One has
so that
Let then
be the gcd of
and
. One has
so that:
Since
and
are relatively prime and
it follows that the
product of two monomials of the form (53) is still a monomial of
the same form. Note also that
(54)
since
. Thus the labels
are
multiplicative.
□
Remark 4.9
Using the surjectivity of the endomorphisms
one can rewrite the monomials (53) in the form
,
or
. The reason for choosing (53) is that, in this form,
there is no ambiguity in the choice of
while the lack of injectivity of
and
introduces an ambiguity in the choices of
,
and
. At the geometric level this corresponds, using (36), to the
fact that the initial support of
is
.
In order to check that the relations of Definition 4.7 are coherent we
shall now construct a faithful representation of these relations (which is the
left regular representation of
) in the free abelian group
. We denote by
the element of
associated to
and
.
Proposition 4.10
The following relations
define a faithful representation of the algebra
on
,
(55)
(56)
(57)
Proof. We shall check that the relations of Definition 4.7 are
fulfilled. The relation (55) shows that the left action of
is a representation which is a direct sum of copies of the left
regular representation of
composed with the
.
Using the notation
for
one has the equality
(58)
and the fact that the left action of
fulfills
follows from
(46) which gives
In order to check the relation
one
uses (47). One has
and since
, (47) gives
Let us check the relation
. Let
and
,
then
so that, with
and
,
one gets
By (58) one has
and with
one has
This shows, using
, that
Let us now check the relation
. One has, with
,
,
,
Thus the relation follows from the multiplicativity of
and the
equality
.
Let us check the relation
. One has
To multiply by
on the left, one uses (56) and gets
where
and
,
. One has
since it divides
and
while
is prime to
. Thus
and
and
one gets
In particular it is divisible by
and one needs to understand why the other
side, namely
is also divisible by
. This
follows from (48) since,
One then uses (47) to obtain
which gives the required equality.
Let us now check the relation
. By (56) one
has
where
is the gcd of
and
. We then get with
,
that
and
. The left action of
is given by
where
,
,
. One has
since
as
is a divisor of
and
. It follows that
,
. Thus by (48)
. Also
, thus
and the required equality follows from
.
It remains to check that
when
. Let, as above,
and write
,
so that
is prime to
. One has
where
. Since
one has
and
. Thus by (57),
When applying
on the left, one uses (56). One lets
where
so that
is the reduced denominator of
.
By (56), one has
Since
one has
and the required equality follows
from the second statement of Corollary 5.5 since
and
are relatively prime so that
and
commute.
We have shown that the relations of Definition 4.7 are fulfilled. One
has, for
,
(59)
which shows that the map
is an
isomorphism of abelian groups, and hence the representation of
in
is faithful.
□
Corollary 4.11 The monomials
(60)
form a basis of
as a free abelian group.
Proof. By construction
is a free abelian group
with basis the
for
and
. Moreover
by (59) and Proposition 4.10 the map
is an isomorphism of abelian groups.□
While Proposition 4.10 describes the left regular representation of the
algebra
, Proposition 4.4 allows one to construct a
representation of
on its abelian part
as follows.
Proposition 4.12 The relations
(61)
define a representation
of
on
.
Proof. It is enough to check that the relations of Definition 4.7 are
fulfilled. The first of the three relations (51) follows from
(47). The second follows from the multiplicativity of
. The third one follows again from (47). The first
two of the four relations (52) follow from the analogous relation
(46) on the
and
. The last two relations
both follow from (48).□
4.5 Relation with the integral Hecke algebra
The original construction of the BC-system [1] is based on Hecke algebras
of quasi-normal pairs. One considers the inclusion
where the “
” algebraic group
is viewed as the functor which to any
abelian ring
assigns the group
of 2 by 2 matrices over
of the
form
(62)
Here
and
denote the restrictions to
. This inclusion
is such that the orbits of the left action of
on
are all finite. The same clearly holds
for orbits of
acting on the right on
.
The integral Hecke algebra
is by
definition the convolution algebra of functions of finite support
(63)
which fulfill the
-invariance condition
(64)
so that
is defined on
. The
convolution product is then defined by the formula
(65)
There is a presentation of this algebra which is obtained as an extension of
the integral group ring
by adjoining elements
and
which are formally defined by
,
(with the notations of [1 §4], i.e.
).
The presentation is of the form:
(66)
Comparing this presentation with (51) and (52) one obtains:
Proposition 4.13 There exists a unique isomorphism
(67)
Proof. One checks that the relations (66) transform into
(51) and (52) under
.
□
The Hecke algebra
admits a natural
involution for which
and
are adjoint of each other. It is
given (with arbitrary coefficients) by:
(68)
The rational algebra
also
admits a natural involution which coincides with (68) on the subalgebra
and whose extension to
is dictated by the equation
.
Notice that the isomorphism
of Proposition 4.13 does
not preserve the involution. The rational subalgebras
and
of the
-dynamical system
of Definition 4.1 are not the same. One
has however
Proposition 4.14
The involutive algebras
and
become isomorphic after tensoring by
. An isomorphism is given
by
(69)
The corresponding rational subalgebras of the
-dynamical system
are conjugate under
.
Proof. As subalgebras of the
-algebra
, the above involutive
-algebras are generated by the
and respectively by the
and
for
and by the
and
for
. Thus they
are the same after tensoring with
. To get the conjugacy by
,
note that one has
and
. Thus with
one gets
and
.
□
Remark 4.15
The above distinction between the two rational
subalgebras of Proposition 4.14 is overlooked in Proposition 3.25
of [6, Chapter III]. However by Proposition 4.14 , these
two rational algebras are conjugate by
and the
invariance of KMS
states thus shows that the values of the restriction
of KMS
states is independent of this distinction.
5. The endomotive and algebra in characteristic
The group ring
together with the endomorphisms
and the
maps
give a model over
of the BC-endomotive.
In this section we study the reduction of this model at a prime
both at the level of the endomotive and of the noncommutative
crossed product algebra.
From now and throughout this section we shall work over a perfect field
of
characteristic
, such as a finite extension
of
or a
separable closure of
.
We first show that, by applying reduction at
and specializing
to be
, the endomorphism
on
is identified with the geometric
Frobenius correspondence. The group
algebra
decomposes as a tensor product of the group algebra
of
the
-torsion
of
by the group algebra of fractions with denominators
prime to
. The structure of the latter algebra is essentially insensitive
to characteristic
. The new fact specific to characteristic
is that
the group algebra
is unreduced and in fact local. We
concentrate on this “
-part" of the abelian algebra.
We then form a new noncommutative algebra obtained as the crossed product of
the
-part
by the sub-semigroup of
given by powers of
. We exhibit the nilpotent nature of this algebra by showing that it admits
a faithful representation as infinite triangular matrices.
5.1 The endomotive in characteristic
The relevant properties of the algebra
can be isolated
by decomposing the groups as follows
(70)
Here
is identified with the subgroup of
of fractions with
denominator a power of
and
is interpreted as the subgroup
of
of fractions with denominator prime to
. At the group algebra
level one gets
(71)
The decomposition
(72)
corresponds to the decomposition of the
semigroup
as a product of the semigroup
of powers of
and
the semigroup
of numbers prime to
.
There is no essential difference with the characteristic zero set-up for the action of
on
. In fact,
the endomorphism
on
retains a meaning when
is prime to
, since the denominators in the definition of the projection
and of
(i.e. the partial inverse of
) are integers
prime to p. Moreover, we notice that when
is prime to
the equation
is unramified. On the other hand, when
there is no
way to single out the component of
in
since in that case the
above equation has
as a multiple root. Therefore, our study will focus on
the understanding of
The endomorphism
, for
The algebra
We first show the relation between the endomorphisms
, for
, and the (relative) geometric Frobenius homomorphism
acting on the algebra
.
Proposition 5.1
Let
be the small Frobenius automorphism given by
for all
, then for any
,
(73)
Proof. Both sides of (73) define an endomorphism of the ring, thus
it is enough to check that they agree on elements of the form
,
for
and
. One has
which gives the required equality. □
Remark 5.2
The relation
of
(73) shows that we can interpret
as the
Frobenius correspondence acting on the pro-variety
. This means that at the fixed level
, the
definition of
coincides with the Frobenius morphism
as in [17], p. 24 (i.e. the morphism inducing in étale cohomology the
geometric Frobenius
of Deligne).
An equivalent description of the algebra
will be given in terms of the following
(local) convolution algebra of functions which displays an explicit choice of a
basis. At a fixed level
, i.e. for the algebra
, this choice
of basis corresponds to the powers
of the natural generator
, as in (75), of the maximal ideal
of the local ring
, cf. Remark 5.9.
Definition 5.3
We define the algebra
(over
) as the convolution algebra of
-valued functions with finite support on the semigroup
, modulo the ideal of functions with support in
, with the convolution product given by
(74)
We extend any function
on
to a function on
which fulfills
for all
. This extension is compatible with the
convolution product. By construction the algebra
is commutative and
local. It has a unique character: the homomorphism of
-algebras given
by evaluation at
, that is,
Any element in the kernel of this character is nilpotent. The kernel
of this character is the only maximal ideal.
For any
we let
be given by
(75)
Any
is a finite sum
and
is the
unit
of the algebra
.
Proposition 5.4
1) The following map induces in the limit an isomorphism of
with
,
(76)
2) The endomorphism
corresponds by the above isomorphism to the
following endomorphism of
,
(77)
3) The map
corresponds by the above isomorphism to the following
map of
,
(78)
Fig. 1: The maps
and
Note that both maps
and
are given by an affine change of
variables as shown in Fig. 1
Proof. 1) Let us check that the
fulfill the rules of the
generators
. In characteristic
one has
Thus to show that
it is enough to check
that the
power of the characteristic function
is
equal to
. This follows from the equalities
(using (74)) and
. In fact one needs
to show that
which means that
and this follows from
.
2) It is enough to check (77) on the elements
.
The right hand-side of (77) defines an endomorphism of
which transforms
into
and this gives
as required.
3) Note that since
is extended to a function on
which fulfills
for all
, the formula (78) makes sense
and the function
vanishes on the interval
. In
characteristic
one has, with
,
(79)
since multiplying both sides by
gives
. This
shows that
(80)
Now, by (47), one has
which gives the required equality (78) using the surjectivity of
and the fact that in the algebra
the convolution by
is given by the translation by
.
□
Corollary 5.5
The kernel of
is the nilpotent ideal
(81)
Proof. One has
iff
for all
which gives (81). Any element
thus fulfills
in the algebra
.
□
5.2 The BC-algebra in characteristic
By definition, the BC-algebra over
is the tensor product:
(82)
By Corollary 4.11 the
-linear space
coincides with the vector space
and because of that we will work with the corresponding linear basis
of monomials (60).
The remaining part of this section is dedicated to the study of the algebra
(83)
We shall refer to
as to the
-part of the algebra
. We
keep the same notation as in Section 4.4.
Lemma 5.6
The following monomials form a linear basis of the
algebra
:
(84)
Proof. For
we use the notation
so that the above
monomials contain the algebra
and the generators
and
. Thus it is enough to show that the linear span of these
monomials is stable under the product. One has
(85)
and, for
,
(86)
while
(87)
which shows that the linear span of the above monomials is an algebra. □
Note that Lemma 5.6 also follows directly from Lemma 4.8.
In order to exhibit the nilpotent nature of this algebra we now show that the representation of Proposition 4.12 is given by infinite triangular matrices.
We let
be the
-linear space of
-valued functions with finite support on
and denote by
,
its canonical basis. For
we let
by
convention.
Let
be the
semi-direct product of the additive group
by the action of
whose
generator acts on
by multiplication by
. The group
acts on
by
affine transformations
(88)
Lemma 5.7
Let
be the group defined above.
-
The condition
(89)
defines a sub-semigroup
.
-
acts on
by
-
The semi-group
is generated by the elements
, for
,
,
.
Proof. The first statement is obvious. The second follows from (89)
for
. Let us prove (3). Let
. If
then
with
. If
then
and taking
shows that
so
that
. For
,
. Taking
and using
(89), one gets
i.e.
for some
. Thus
.□
Proposition 5.8 The equations
(90)
define a faithful representation
of
the algebra
by (lower)-triangular matrices
,
with
.
Proof. The matrix associated to
is
defined by
(91)
Thus the matrices associated to the operators given in (90) are:
(92)
They are lower triangular. Indeed one has
One then needs to show that the
defining relations of the algebra
are fulfilled. These relations are
obtained from the presentation of Definition 4.7 by restriction to the
-part. Thus they are fulfilled by specializing Proposition 4.12 to
the
-part. One can also check them directly. By construction the action of
the
gives a representation of the convolution algebra
.
The three
relations of (51)
(93)
follow directly from the group action
. Moreover one has the additional
relation
which corresponds to the third relation of (52). Its validity
follows from
for all
.
Let us prove that the representation is faithful. By Lemma 5.6 any
element
is a finite linear combination
(
) of monomials with
. Now for any
two distinct elements
the set of elements
such that
contains at most one element. Thus, since
, one
can find an element
such that
We then have
and
if
. Thus the representation is faithful.
□
Remark 5.9
By construction the algebra
is the inductive limit of
the local rings
,
. We let
(94)
The local ring
is generated over
by the nilpotent element
(
). The principal ideal of multiples of
is the maximal ideal. We use the natural decreasing finite
filtration by powers of the maximal ideal,
(95)
One has, using (80),
(96)
Thus the operator
detects the top piece
of the filtration.
The following equalities show that the subalgebra
generated by the
is stable under
the
and
.
(97)
As above one checks that the following monomials form a linear basis of the
crossed product algebra
:
(98)
Since
is a subalgebra of the algebra
,
Proposition 5.8 yields in particular, a triangular representation of
.
5.3 The effect of reduction
In the original definition of endomotives given in [4], we assumed that
the algebras are reduced. This is in agreement with the classical definition of
Artin motives (cf. [8, II p. 211]). In the present context, namely
working over a perfect field
of characteristic
, one can still restrict
to reduced algebras by functorial reduction. One can see in the result below
that this reduction introduces a drastic simplification of the algebra, which,
in particular, eliminates the problem of denominators.
Proposition 5.10
The reduced algebra of
is the group ring over
of the subgroup of
of
fractions with denominator prime to
. Moreover,
induces an
automorphism on the reduced algebra.
Proof. This amounts to showing that for
with
prime to
, the
reduced algebra of
is the algebra
. If
then the group
splits canonically as a product of
and
. At the group ring level, this corresponds to a tensor product
decomposition. Since the reduction in characteristic
of the group ring of
is the ground field
, the first factor in the tensor product
disappears and the reduction only leaves the second factor. This proves the
first statement. It is then enough to observe that, for
prime to
, the
multiplication by
is an automorphism of
. Since
preserves the levels, this is compatible with the map of the inductive system
of algebras.
□
Corollary 5.11
In the case of the reduced algebra in characteristic
, the inverses
of the
only involve denominators that are prime to
.
Proof. The case where
is prime to
is clear. Suppose that
. Then
by Proposition 5.10 ,
is an automorphism of the
reduced algebra since multiplication by
is an automorphism of the group
. One then defines
as its inverse and the corresponding
is then equal to one, since
is injective.
□
Note that passing from
to the subgroup
(i.e. the prime-to-
component) is the same, when dealing with
the Pontrjagin dual groups, as removing from the ring of finite adeles the
component at
. This suggests that there is a connection with the
localized system at
in (cf. [5 Definition 8.14, Theorem 8.15]). Note
however that unlike the setting of [5], here the coefficients are taken in a
field of positive characteristic, so that the notion of KMS states should
be taken in the extended sense of [7].
Remark 5.12
Notice that reducing the abelian part of the
algebra and then taking the crossed product as we did in this section is not
the same thing as moding out the crossed product algebra
by its
nilpotent radical.
5.4 Endomotives in the unreduced case
As we have seen in the previous sections, when taking coefficients in a field
of positive characteristic the
BC-endomotive
involves unreduced finite dimensional commutative algebras which strictly
speaking do not correspond to classical Artin motives.
The construction in characteristic
that we gave in the case of the BC-algebra in fact extends to a more general class of endomotives constructed
from finite, self maps of algebraic varieties as in [4], but without requiring that these maps are unramified over the base point.
This leads us naturally to consider the problem of a general construction of
endomotives in arbitrary characteristic. Roughly speaking, an
endomotive over a (perfect) field
is given by assigning:
An inductive system of augmented
commutative
-algebras, finite dimensional as vector spaces over
a perfect field
(i.e. Artinian commutative
-algebras).
A commutative family of correspondences
.
This set of data should of course be compatible with the constructions that we have developed in this paper as well as in [4], namely
1) It should determine homomorphisms (correspondences) such as the
's, when denominators (i.e. division by
) are allowed.
2) It should be fulfilled by the endomotives associated to self-maps of pointed varieties as described in [4, Example 3.4].
6. The BC endomotive over
In this section we show that the BC endomotive has a model defined over
from which one recovers the original endomotive by extension of scalars to
.
Proposition 6.1
-
a) The BC-endomotive has a model over
.
-
b) The original BC-endomotive is obtained by extension of the scalars from
to
.
Proof. We start with the projective system of affine varieties
over
, defined as in Section 3 and Proposition 3.3. This system shows that the abelian part of the BC endomotive is defined over
. Notice that these are pointed varieties because the algebras
are naturally augmented. The augmentations fit together in the inductive system of algebras because they come from the natural augmentation of the group ring.
It remains to show that the
are morphisms of varieties over
in the sense of [16]. This is a consequence of the construction of the
projective system of the varieties
over
, as these are
obtained by applying the functor
from varieties over
to gadgets over
(cf. Proposition 3.3). Notice that the maps
preserve
levels and are given at each level
by (27). Thus, the
are morphisms in the category of varieties over
, and as such
they define morphisms of varieties over
through the functor
.
□
Remark 6.2
Proposition 6.1 shows that the BC-endomotive can be defined over
,
according to the theory developed by C. Soulé in [16]. However, we also want to emphasize that
since our proof is mainly based on a description of the BC-algebra which is
obtained using the family of algebraic endomorphisms σn
(
) of the
affine group-variety
(cf. Section 2.2), it continues to hold—
independently of the detailed theory of varieties over
as in op. cit.—as
long as one is able to show that the space
and the endomorphisms σn are
defined over
. The forthcoming paper [3] will introduce and develop a theory of
geometric spaces over
which is a refinement of the one contained in [16]. In the case of
, the
two theories agree and determine the same space over
. The advantage of
the construction in [3] is
that of being properly linked to the geometric theory developed by J. Tits
[18], in relation to the
study of semi-simple algebraic groups.
6.1 The automorphisms of
and the symmetries of the BC system
In [10], the analog of the Frobenius automorphism for the extension
of
is described as follows. Suppose given a set
with
a free action of the roots of unity (that is a vector space over
when one adds an extra fixed point
). Then, given an element
(and more in general a non-invertible one in
) one defines a
new action on the same set by the rule
(99)
For
an integer, this means that one replaces the action of a root of unity
by that of
. The
-powers of the Frobenius are then
defined by setting
(100)
to be the map that sends the action of roots of unity
on a given
-vector space
to the action by
.
When reformulated additively, after making an identification of the group of roots of unity
with
, one can write the action (99) in the form
(101)
where
is seen as an element in
.
Thus, in terms of the BC system, the Frobenius appears naturally in the semigroup action.
This is the case of (101) where
is an integer and it gives the
action of the
. Moreover, it is also important to keep in mind that the Frobenius action (101) also
recovers the symmetries of the BC system. In fact, the symmetries by
automorphisms, given by
act exactly like the corresponding Frobenius
(cf. [1], [4]).
6.2 The Frobenius correspondence and the BC endomotive over
We now show that not only the BC-endomotive has a model over
, but in
fact it captures the structure of the extension
over
by means of the Frobenius correspondence.
Theorem 6.3
The structure of the BC-endomotive corresponds to the structure of
over
as follows
a) The abelian part of the BC-endomotive over
corresponds
to the inductive system of “extensions”
.
b) The endomorphisms
describe the Frobenius correspondence, in the
sense that on the algebra
, for
a perfect field of
characteristic
, the endomorphisms
,
(
)
coincide with the Frobenius correspondence described in Remark 5.2.
Proof. For a), we recall that the abelian part of the BC-endomotive
over
is defined by the projective system
of algebraic varieties
,
cf.(26). By means of the isomorphism of algebras
,
the inductive system of extensions
(
)
corresponds, after extending the coefficients to
,
to the projective limit
which defines geometrically the abelian part of the BC-endomotive.
We refer to Section 3 for the details.
For b), we refer to Proposition 5.1. We recall that on an
algebraic variety
defined over a finite field
(
) the
Frobenius morphism
satisfies the property that the
composition
, where
is the arithmetic Frobenius automorphism, acts on
by fixing points and by mapping
in
the structure sheaf of
. Here,
denotes the section
whose coefficients are raised
to the
-th power. At each fixed level
of
the inductive system of algebras
, the endomorphisms
, for
, behave in exactly
the same way as the Frobenius homomorphisms
(cf. Proposition 5.1).
□
6.3 Recovering the analytic endomotive
In [16], the set of data which define a variety
(of finite type)
over
is inclusive of the important analytic information supplied
by the assignment of a commutative Banach
-algebra
(cf. Section 3 of this paper). The definition of
implies that
functions of
can be evaluated at the points of
. We shall now show
that this analytic part of the set of data which define the BC-system as a
pro-variety over
supply naturally the structure of an analytic
endomotive in the sense of [4]. The point is that the set-up which
describes the pro-variety
is inclusive of
the information supplied by an inductive system
of Banach
-algebras
,
cf.(19). Taking the inductive limit of these yields the algebra
(102)
since the functor
is contravariant. The following statement is
a direct consequence of the construction of the model of the BC-endomotive over
and of (102):
Proposition 6.2
The analytic part of the pro-variety over
associated to the BC
endomotive over
coincides with the analytic endomotive of the BC system
as described in [4].
Acknowledgment
The authors are partially supported by NSF grants DMS-FRG-0652164, DMS-0652431, and DMS-0651925. The second author gratefully thanks l'Institut des Hautes Études Scientifiques for the hospitality, the pleasant atmosphere and the support received during a visit in January-April 2008. The third author would like to thank Abhijnan Rej for some useful conversations.
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